SFC Licences of WANG Yu 王禹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 5 | 04 January 2024 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 4 | 04 January 2024 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RO | 2 | 06 November 2023 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RO | 1 | 06 November 2023 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 25 September 2023 | 06 November 2023 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 6 | 29 June 2022 | 26 June 2023 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RO | 1 | 21 May 2021 | 26 June 2023 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 1 | 26 August 2016 | 21 May 2021 |