SFC Licences of WANG Yu 王禹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 5 04 January 2024
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 4 04 January 2024
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 2 06 November 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 06 November 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 25 September 2023 06 November 2023
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 6 29 June 2022 26 June 2023
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RO 1 21 May 2021 26 June 2023
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RE 1 26 August 2016 21 May 2021