SFC Licences of LI Xiaocen 李曉岑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 30 August 2021 | |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 | RE | 6 | 04 January 2018 | 31 July 2021 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 | RE | 1 | 04 January 2018 | 31 July 2021 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 29 September 2016 | 30 November 2017 |