SFC Licences of PAN Dengke 潘登科

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RIME Capital Limited 霧凇資本有限公司 RE 9 18 March 2024
RIME Capital Limited 霧凇資本有限公司 RE 4 18 March 2024
RIME Capital Limited 霧凇資本有限公司 RE 1 18 March 2024
Fortune Origin Securities Limited 富中證券有限公司 RE 9 16 November 2023 29 February 2024
Fortune Origin Securities Limited 富中證券有限公司 RE 4 16 November 2023 29 February 2024
Fortune Origin Securities Limited 富中證券有限公司 RE 1 16 November 2023 29 February 2024
Lakefront Asset Management (HK) Co., Limited 樂瑞資產管理(香港)有限公司 RE 9 22 December 2021 11 March 2022
Lakefront Asset Management (HK) Co., Limited 樂瑞資產管理(香港)有限公司 RE 4 22 December 2021 11 March 2022
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 9 07 December 2017 16 December 2021
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 4 07 December 2017 16 December 2021
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RE 1 07 December 2017 16 December 2021
HGNH International Securities Co., Limited 橫華國際証券有限公司 RE 1 17 February 2017 23 November 2017
HGNH International Forex Co., Limited 橫華國際外滙有限公司 RE 3 17 February 2017 23 November 2017
HGNH International Futures Co., Limited 橫華國際期貨有限公司 RE 2 31 August 2016 23 November 2017