SFC Licences of SO Chun Yin 蘇晉賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 4, 9 20 July 2020 25 May 2022
STI Asset Management Limited
RE 4, 9 26 March 2019 05 June 2020
STI Asset Management Limited
RE 1 24 January 2019 05 June 2020
Celestial Securities Limited 時富證券有限公司
RE 1 09 August 2017 26 July 2018
CASH Algo Finance Group Limited 時富量化金融集團有限公司
RE 9 11 October 2016 24 July 2017