SFC Licences of SO Chun Yin 蘇晉賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 9 | 20 July 2020 | 25 May 2022 |
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 4 | 20 July 2020 | 25 May 2022 |
| STI Asset Management Limited | RE | 9 | 26 March 2019 | 05 June 2020 |
| STI Asset Management Limited | RE | 4 | 26 March 2019 | 05 June 2020 |
| STI Asset Management Limited | RE | 1 | 24 January 2019 | 05 June 2020 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 09 August 2017 | 26 July 2018 |
| CASH Algo Finance Group Limited 時富量化金融集團有限公司 | RE | 9 | 11 October 2016 | 24 July 2017 |