SFC Licences of RAY Hung Pang 黎孔鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 06 July 2020
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 06 July 2020
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 06 July 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 02 September 2016 15 March 2019