SFC Licences of SO Tsz Yin 蘇梓賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 20 September 2019 | 17 June 2023 |
S&P Global Ratings Hong Kong Limited | RE | 10 | 23 September 2016 | 29 September 2017 |