SFC Licences of SO Tsz Yin 蘇梓賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司
RE 1 20 September 2019
S&P Global Ratings Hong Kong Limited
RE 10 23 September 2016 29 September 2017