SFC Licences of LI Xiaolin 李曉琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 06 January 2020 | 01 February 2020 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 15 August 2017 | 01 February 2020 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 07 September 2016 | 30 June 2017 |