SFC Licences of WANG Lu 王璐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 9 | 10 January 2019 | 29 July 2022 |
| Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 | RE | 4 | 16 November 2018 | 29 July 2022 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 18 November 2016 | 30 August 2017 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 21 September 2016 | 14 November 2016 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 21 September 2016 | 14 November 2016 |