SFC Licences of WANG Zhuo 王琢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RO 4 03 August 2022
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RO 1 03 August 2022
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 5 03 August 2022
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 2 03 August 2022
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 RE 6 13 July 2018 07 January 2022
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 RE 1 13 July 2018 07 January 2022
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 1 08 September 2016 03 August 2022
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RE 4 08 September 2016 03 August 2022