SFC Licences of WANG Zhuo 王琢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RO | 4 | 03 August 2022 | |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RO | 1 | 03 August 2022 | |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 5 | 03 August 2022 | |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 2 | 03 August 2022 | |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 13 July 2018 | 07 January 2022 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 13 July 2018 | 07 January 2022 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 08 September 2016 | 03 August 2022 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 08 September 2016 | 03 August 2022 |