SFC Licences of LI Xiaomin 李笑旻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 19 June 2019 | 30 June 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 19 June 2019 | 30 June 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 19 June 2019 | 30 June 2021 |
| Fosun International Securities Limited 復星國際證券有限公司 | RE | 6 | 25 May 2018 | 09 May 2019 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 09 September 2016 | 20 March 2018 |