SFC Licences of SU Tingjuan 蘇婷娟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1, 4 22 May 2020
TFI Securities and Futures Limited 天風國際證券與期貨有限公司
RE 1 05 June 2019 29 April 2020
TFI Asset Management Limited 天風國際資產管理有限公司
RE 4 25 May 2018 29 April 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 12 September 2016 22 April 2018