SFC Licences of SU Tingjuan 蘇婷娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 28 March 2024 | |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 28 March 2024 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 22 May 2020 | 30 January 2024 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 22 May 2020 | 30 January 2024 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 05 June 2019 | 29 April 2020 |
| TFI Asset Management Limited 天風國際資產管理有限公司 | RE | 4 | 25 May 2018 | 29 April 2020 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 12 September 2016 | 22 April 2018 |