SFC Licences of CHADHA Dushyant
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 13 October 2023 | 18 October 2023 |
UBS Securities Asia Limited | RE | 1 | 12 January 2023 | 12 January 2023 |
UBS Securities Asia Limited | RE | 1 | 13 January 2020 | 16 January 2020 |
UBS Securities Asia Limited | RE | 1 | 05 November 2019 | 08 November 2019 |
UBS Securities Asia Limited | RE | 1 | 14 March 2019 | 21 March 2019 |
UBS Securities Asia Limited | RE | 1 | 08 February 2019 | 15 February 2019 |
UBS Securities Asia Limited | RE | 1 | 07 January 2019 | 11 January 2019 |
UBS Securities Asia Limited | RE | 1 | 12 September 2018 | 14 September 2018 |
UBS Securities Asia Limited | RE | 1 | 30 July 2018 | 04 August 2018 |
UBS Securities Asia Limited | RE | 1 | 08 March 2018 | 16 March 2018 |
UBS Securities Asia Limited | RE | 1 | 02 November 2017 | 10 November 2017 |
UBS Securities Asia Limited | RE | 1 | 27 February 2017 | 03 March 2017 |
UBS Securities Asia Limited | RE | 1 | 06 January 2017 | 13 January 2017 |
UBS Securities Asia Limited | RE | 1 | 14 September 2016 | 23 September 2016 |