SFC Licences of CHADHA Dushyant

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 1 13 October 2023 18 October 2023
UBS Securities Asia Limited RE 1 12 January 2023 12 January 2023
UBS Securities Asia Limited RE 1 13 January 2020 16 January 2020
UBS Securities Asia Limited RE 1 05 November 2019 08 November 2019
UBS Securities Asia Limited RE 1 14 March 2019 21 March 2019
UBS Securities Asia Limited RE 1 08 February 2019 15 February 2019
UBS Securities Asia Limited RE 1 07 January 2019 11 January 2019
UBS Securities Asia Limited RE 1 12 September 2018 14 September 2018
UBS Securities Asia Limited RE 1 30 July 2018 04 August 2018
UBS Securities Asia Limited RE 1 08 March 2018 16 March 2018
UBS Securities Asia Limited RE 1 02 November 2017 10 November 2017
UBS Securities Asia Limited RE 1 27 February 2017 03 March 2017
UBS Securities Asia Limited RE 1 06 January 2017 13 January 2017
UBS Securities Asia Limited RE 1 14 September 2016 23 September 2016