SFC Licences of LUO Qiwen 羅綺雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 18 October 2021 | |
| UBS Securities Hong Kong Limited | RE | 6 | 18 December 2017 | 03 September 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 15 September 2016 | 21 October 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 15 September 2016 | 21 October 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 15 September 2016 | 21 October 2017 |