SFC Licences of LUK Kai Wing, Brian 陸啟穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 14 February 2023 | |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 9 | 03 September 2018 | 12 December 2018 |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 5 | 06 August 2018 | 12 December 2018 |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 06 August 2018 | 12 December 2018 |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 1 | 06 August 2018 | 12 December 2018 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 5 | 14 September 2016 | 23 February 2018 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 14 September 2016 | 23 February 2018 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 2 | 14 September 2016 | 23 February 2018 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 14 September 2016 | 23 February 2018 |