SFC Licences of LUK Kai Wing, Brian 陸啟穎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 14 February 2023
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 9 03 September 2018 12 December 2018
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 5 06 August 2018 12 December 2018
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 4 06 August 2018 12 December 2018
Hang Seng Investment Management Limited 恒生投資管理有限公司 RE 1 06 August 2018 12 December 2018
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 5 14 September 2016 23 February 2018
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 14 September 2016 23 February 2018
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 2 14 September 2016 23 February 2018
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 14 September 2016 23 February 2018