SFC Licences of WU Miao 吳苗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 | RE | 9 | 10 January 2019 | |
CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 | RE | 4 | 10 January 2019 | |
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RE | 9 | 18 August 2017 | 01 December 2018 |
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 | RE | 4 | 18 August 2017 | 01 December 2018 |
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 | RE | 4 | 13 September 2016 | 12 July 2017 |
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 | RE | 9 | 13 September 2016 | 12 July 2017 |