SFC Licences of LI Yiming 李一鳴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 | RE | 9 | 14 November 2022 | |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 | RE | 4 | 14 November 2022 | |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 | RE | 9 | 25 November 2020 | 29 September 2022 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 | RE | 4 | 28 October 2020 | 29 September 2022 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 | RE | 1 | 28 October 2020 | 29 September 2022 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 20 September 2016 | 09 October 2020 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 20 September 2016 | 09 October 2020 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 20 September 2016 | 09 October 2020 |