SFC Licences of YAO Xinjian 姚欣健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 21 May 2018 | 22 July 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 21 May 2018 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 21 May 2018 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 11 May 2018 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 11 October 2016 | 20 April 2018 |