SFC Licences of TAN Wei Ning Rachael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 03 February 2020 | 06 February 2020 |
| UBS Securities Asia Limited | RE | 4 | 05 March 2019 | 08 March 2019 |
| UBS Securities Asia Limited | RE | 4 | 21 November 2018 | 23 November 2018 |
| UBS Securities Asia Limited | RE | 4 | 21 September 2018 | 28 September 2018 |
| UBS Securities Asia Limited | RE | 4 | 01 June 2017 | 09 June 2017 |
| UBS Securities Asia Limited | RE | 4 | 22 September 2016 | 28 September 2016 |