SFC Licences of LIN Li-Chun 林莉鈞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 13 July 2023 | |
| UBS Securities Asia Limited | RE | 4 | 09 June 2023 | 22 June 2023 |
| UBS Securities Asia Limited | RE | 4 | 14 February 2023 | 17 February 2023 |
| UBS Securities Asia Limited | RE | 4 | 21 November 2022 | 24 November 2022 |
| UBS Securities Asia Limited | RE | 4 | 06 January 2020 | 10 January 2020 |
| UBS Securities Asia Limited | RE | 4 | 25 November 2019 | 27 November 2019 |
| UBS Securities Asia Limited | RE | 4 | 09 August 2019 | 15 August 2019 |
| UBS Securities Asia Limited | RE | 4 | 18 April 2019 | 26 April 2019 |
| UBS Securities Asia Limited | RE | 4 | 18 February 2019 | 21 February 2019 |
| UBS Securities Asia Limited | RE | 4 | 14 January 2019 | 16 January 2019 |
| UBS Securities Asia Limited | RE | 4 | 18 September 2018 | 21 September 2018 |
| UBS Securities Asia Limited | RE | 4 | 15 May 2018 | 16 May 2018 |
| UBS Securities Asia Limited | RE | 4 | 06 April 2018 | 13 April 2018 |
| UBS Securities Asia Limited | RE | 4 | 08 January 2018 | 23 January 2018 |
| UBS Securities Asia Limited | RE | 4 | 13 June 2017 | 15 June 2017 |
| UBS Securities Asia Limited | RE | 4 | 05 June 2017 | 09 June 2017 |
| UBS Securities Asia Limited | RE | 4 | 12 January 2017 | 20 January 2017 |
| UBS Securities Asia Limited | RE | 4 | 22 September 2016 | 30 September 2016 |