SFC Licences of CHIA Jackie Shu Min
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 06 June 2017 | 09 June 2017 |
| UBS Securities Asia Limited | RE | 1 | 06 June 2017 | 09 June 2017 |
| UBS Securities Asia Limited | RE | 2 | 01 December 2016 | 06 December 2016 |
| UBS Securities Asia Limited | RE | 1 | 01 December 2016 | 06 December 2016 |
| UBS Securities Asia Limited | RE | 1 | 23 September 2016 | 01 October 2016 |
| UBS Securities Asia Limited | RE | 2 | 23 September 2016 | 01 October 2016 |