SFC Licences of SEMARK Richard Mark
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 12 June 2017 | 16 June 2017 |
| UBS Securities Asia Limited | RE | 1 | 02 June 2017 | 09 June 2017 |
| UBS Securities Asia Limited | RE | 1 | 30 September 2016 | 08 October 2016 |