SFC Licences of SEMARK Richard Mark

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited
RE 1 12 June 2017 16 June 2017
UBS Securities Asia Limited
RE 1 02 June 2017 09 June 2017
UBS Securities Asia Limited
RE 1 30 September 2016 08 October 2016