SFC Licences of SHANG Xiao 尚笑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 02 September 2020 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 13 August 2020 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 13 August 2020 | |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 26 September 2016 | 07 August 2020 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 26 September 2016 | 07 August 2020 |