SFC Licences of SHANG Xiao 尚笑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 4 02 September 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 1, 6 13 August 2020
CMB International Capital Limited 招銀國際融資有限公司
RE 1, 6 26 September 2016 07 August 2020