SFC Licences of LAU Ka Yi 劉嘉怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Futures Limited 招銀國際期貨有限公司
RE 2 21 May 2021 28 April 2022
CMB International Securities Limited 招銀國際證券有限公司
RE 1 21 May 2021 28 April 2022
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1, 2 08 December 2020 11 January 2021
Zhongtai International Futures Limited 中泰國際期貨有限公司
RE 2 01 August 2019 22 November 2020
Zhongtai International Securities Limited 中泰國際證券有限公司
RE 1 29 July 2019 22 November 2020
GCINT Limited 金禧國際證券有限公司
RE 4 05 December 2018 03 February 2019
GCINT Limited 金禧國際證券有限公司
RE 1 14 November 2018 03 February 2019
Shanxi Securities International Futures Limited 山證國際期貨有限公司
RE 2 19 December 2016 10 May 2018
Shanxi Securities International Limited 山證國際證券有限公司
RE 1 15 November 2016 10 May 2018
Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司
RE 2 15 November 2016 31 March 2017