SFC Licences of LAU Ka Yi 劉嘉怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 21 May 2021 | 28 April 2022 |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 21 May 2021 | 28 April 2022 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 08 December 2020 | 11 January 2021 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 08 December 2020 | 11 January 2021 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 | RE | 2 | 01 August 2019 | 22 November 2020 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 29 July 2019 | 22 November 2020 |
| GCINT Limited 金禧國際證券有限公司 | RE | 4 | 05 December 2018 | 03 February 2019 |
| GCINT Limited 金禧國際證券有限公司 | RE | 1 | 14 November 2018 | 03 February 2019 |
| Shanxi Securities International Futures Limited 山證國際期貨有限公司 | RE | 2 | 19 December 2016 | 10 May 2018 |
| Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 15 November 2016 | 10 May 2018 |
| Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 | RE | 2 | 15 November 2016 | 31 March 2017 |