SFC Licences of CHEN Bin 陳斌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMBC Asset Management Company Limited 民銀資產管理有限公司 RE 4 19 December 2018
CMBC Securities Company Limited 民銀證券有限公司 RE 4 18 December 2017 19 December 2018
CMBC Asset Management Company Limited 民銀資產管理有限公司 RE 9 18 December 2017
CMBC Securities Company Limited 民銀證券有限公司 RE 1 18 December 2017
Yue Xiu Asset Management Limited 越秀資產管理有限公司 RE 9 08 March 2017 30 November 2017
Yue Xiu Asset Management Limited 越秀資產管理有限公司 RE 4 08 March 2017 30 November 2017
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 1 30 September 2016 17 February 2017
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 4 30 September 2016 17 February 2017