SFC licenceholder BIH094 HOANG Minh Ha

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 09 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 04 August 2017
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 04 August 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 05 October 2016 27 June 2017
Morgan Stanley Hong Kong Securities Limited RE [2] (Dealing in Futures Contracts) 05 October 2016 27 June 2017