SFC Licences of LEE Samuel See Wai 李思維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 20 August 2018 | 22 January 2024 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 20 August 2018 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 03 October 2016 | 14 December 2017 |