SFC Licences of CHAM Tak Fat 湛德發

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Two Cities Global Asset Management Limited 雙城國際資產管理有限公司 RO 9 05 May 2023
Two Cities Global Asset Management Limited 雙城國際資產管理有限公司 RO 4 05 May 2023
Two Cities Global Asset Management Limited 雙城國際資產管理有限公司 RE 9 19 April 2023 05 May 2023
Two Cities Global Asset Management Limited 雙城國際資產管理有限公司 RE 4 19 April 2023 05 May 2023
South China Investment Management Limited 南華投資管理有限公司 RE 9 08 November 2022 19 January 2023
South China Research Limited 南華資料研究有限公司 RE 4 08 November 2022 19 January 2023
South China Commodities Limited 南華期貨有限公司 RE 2 08 November 2022 19 January 2023
South China Securities Limited 南華證券投資有限公司 RE 1 08 November 2022 19 January 2023
China Credit International Securities Co., Limited 中誠國際證券有限公司 RO 9 26 January 2022 19 October 2022
China Credit International Securities Co., Limited 中誠國際證券有限公司 RO 4 26 January 2022 19 October 2022
China Credit International Securities Co., Limited 中誠國際證券有限公司 RO 1 26 January 2022 19 October 2022
China Credit International Securities Co., Limited 中誠國際證券有限公司 RE 9 28 December 2021 26 January 2022
China Credit International Securities Co., Limited 中誠國際證券有限公司 RE 4 28 December 2021 26 January 2022
China Credit International Securities Co., Limited 中誠國際證券有限公司 RE 1 28 December 2021 26 January 2022
Frontier Capital Management Limited 方達資本管理有限公司 RE 9 07 October 2021 18 November 2021
Frontier Capital Management Limited 方達資本管理有限公司 RE 4 17 September 2021 18 November 2021
Frontier Capital Management Limited 方達資本管理有限公司 RE 1 17 September 2021 18 November 2021
FWD Financial Planning Limited 富衛財務策劃有限公司 RO 4 29 June 2021 06 August 2021
FWD Financial Planning Limited 富衛財務策劃有限公司 RO 1 29 June 2021 06 August 2021
FWD Financial Planning Limited 富衛財務策劃有限公司 RE 4 21 August 2020 29 June 2021
FWD Financial Planning Limited 富衛財務策劃有限公司 RE 1 21 August 2020 29 June 2021
Chief Commodities Limited 致富期貨商品有限公司 RE 2 01 June 2018 17 August 2019
Chief Securities Limited 致富證券有限公司 RE 4 03 January 2018 17 August 2019
Chief Securities Limited 致富證券有限公司 RE 1 04 October 2016 17 August 2019