SFC Licences of WONG Chi Lok 王智樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 15 August 2019 | |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 15 August 2019 | |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 06 August 2018 | 12 May 2019 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 06 August 2018 | 12 May 2019 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 13 February 2017 | 13 July 2018 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 13 February 2017 | 13 July 2018 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 24 October 2016 | 12 February 2017 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 24 October 2016 | 12 February 2017 |