SFC Licences of HEYES Richard James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 11 March 2024 | 15 March 2024 |
| UBS Securities Asia Limited | RE | 1 | 07 March 2023 | 10 March 2023 |
| UBS Securities Asia Limited | RE | 1 | 24 October 2019 | 31 October 2019 |
| UBS Securities Asia Limited | RE | 1 | 26 October 2018 | 02 November 2018 |
| UBS Securities Asia Limited | RE | 1 | 18 January 2018 | 26 January 2018 |
| UBS Securities Asia Limited | RE | 1 | 17 August 2017 | 29 August 2017 |
| UBS Securities Asia Limited | RE | 1 | 20 October 2016 | 28 October 2016 |