SFC Licences of SUN Sifan 孫思凡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 RE 9 01 December 2017
New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 RE 4 01 December 2017
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 14 October 2016 24 August 2017