SFC Licences of SUN Sifan 孫思凡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 | RE | 9 | 01 December 2017 | |
New China Asset Management (Hong Kong) Limited 新華資產管理(香港)有限公司 | RE | 4 | 01 December 2017 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 14 October 2016 | 24 August 2017 |