SFC Licences of FALZON SANT MANDUCA Mark Andrew

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 21 June 2019 29 June 2019
Merrill Lynch (Asia Pacific) Limited RE 4 21 June 2017 22 June 2017
Merrill Lynch (Asia Pacific) Limited RE 1 21 June 2017 22 June 2017
Merrill Lynch (Asia Pacific) Limited RE 4 09 January 2017 10 January 2017
Merrill Lynch (Asia Pacific) Limited RE 1 09 January 2017 10 January 2017
Merrill Lynch (Asia Pacific) Limited RE 1 25 October 2016 26 October 2016
Merrill Lynch (Asia Pacific) Limited RE 4 25 October 2016 26 October 2016