SFC Licences of NI Yixiong 倪一雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 | RO | 9 | 05 July 2023 | |
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 | RO | 4 | 05 July 2023 | |
| XTransfer Financial Services (HK) Limited 信匯寶金融服務(香港)有限公司 | RO | 1 | 05 July 2023 | |
| WALDEN PARTNERS CAPITAL LIMITED | RO | 9 | 17 March 2023 | 30 June 2023 |
| WALDEN PARTNERS CAPITAL LIMITED | RO | 4 | 17 March 2023 | 30 June 2023 |
| WALDEN PARTNERS CAPITAL LIMITED | RO | 1 | 17 March 2023 | 30 June 2023 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 20 October 2016 | 31 January 2017 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 20 October 2016 | 31 January 2017 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 20 October 2016 | 31 January 2017 |