SFC Licences of KAM Wing Ki 金詠琪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Gentleman Capital Limited 紳士資本有限公司 | RE | 4 | 11 July 2023 | |
Gentleman Capital Limited 紳士資本有限公司 | RE | 9 | 19 August 2021 | |
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 19 November 2018 | 21 June 2021 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 24 July 2018 | 21 June 2021 |
China Qianhai Zhongjin Securities Limited 中國前海中金証券股份有限公司 | RE | 1 | 16 November 2016 | 22 September 2017 |