SFC Licences of YIN Yue 尹岳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 7 | 02 August 2017 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 02 August 2017 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 02 August 2017 | |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 02 August 2017 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 21 November 2016 | 28 June 2017 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 21 November 2016 | 28 June 2017 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 21 November 2016 | 28 June 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 November 2016 | 28 June 2017 |