SFC Licences of LAU Hon Yuen 劉瀚元
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Topaz Capital Management Limited 瑭明資本管理有限公司 | RE | 9 | 03 October 2022 | |
| Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 4 | 03 October 2022 | |
| Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 2 | 03 October 2022 | |
| Topaz Financial Group Limited 瑭明金融集團有限公司 | RE | 1 | 03 October 2022 | |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 | RE | 5 | 09 October 2019 | 28 February 2020 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 | RE | 4 | 09 October 2019 | 28 February 2020 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 | RE | 3 | 09 October 2019 | 28 February 2020 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 | RE | 2 | 09 October 2019 | 28 February 2020 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 | RE | 1 | 19 August 2019 | 28 February 2020 |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 16 July 2019 | 19 July 2019 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 18 March 2019 | 19 July 2019 |
| Black Marble Securities Limited 貝格隆証券有限公司 | RE | 1 | 23 November 2016 | 30 October 2018 |