SFC Licences of LI Po Ching 李寶程
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Silverbricks Asset Management Company Limited 元庫資産管理有限公司 | RE | 9 | 30 July 2019 | 16 November 2021 |
Silverbricks Asset Management Company Limited 元庫資産管理有限公司 | RE | 4 | 30 July 2019 | 16 November 2021 |
Silverbricks Securities Company Limited 元庫證券有限公司 | RE | 1 | 30 July 2019 | 16 November 2021 |
GEO Securities Limited 智易東方證券有限公司 | RE | 9 | 08 April 2019 | 17 July 2019 |
GEO Securities Limited 智易東方證券有限公司 | RE | 4 | 08 April 2019 | 17 July 2019 |
GEO Securities Limited 智易東方證券有限公司 | RE | 1 | 25 March 2019 | 17 July 2019 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 15 November 2017 | 01 December 2018 |
Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 15 May 2017 | 18 October 2017 |
Rifa Securities Limited 日發證券有限公司 | RE | 1 | 02 November 2016 | 04 May 2017 |