SFC Licences of QUAN King Yut 關敬一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GBA Capital Management Limited 大灣區資本管理有限公司 | RO | 9 | 16 June 2022 | |
GBA Capital Management Limited 大灣區資本管理有限公司 | RO | 4 | 16 June 2022 | |
HAI Smart Alpha Limited | RO | 9 | 21 May 2019 | 22 July 2021 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 10 October 2017 | 04 January 2018 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 31 October 2016 | 15 September 2017 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 31 October 2016 | 15 September 2017 |