SFC Licences of YIP Matthew Shu Shun 葉樹信
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RO | 4 | 06 June 2022 | |
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RO | 1 | 18 January 2021 | |
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 9 | 23 February 2018 | |
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 4 | 22 September 2017 | 06 June 2022 |
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 | RE | 1 | 29 May 2017 | 18 January 2021 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 21 November 2016 | 17 May 2017 |