SFC Licences of CHAN Chi Wo 陳志和
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mason Investment Management Limited 茂宸投資管理有限公司 | RO | 4 | 01 November 2021 | 26 November 2021 |
| Mason Investment Management Limited 茂宸投資管理有限公司 | RO | 1 | 01 November 2021 | 26 November 2021 |
| Mason Futures Limited 茂宸期貨有限公司 | RO | 5 | 01 November 2021 | 26 November 2021 |
| Mason Futures Limited 茂宸期貨有限公司 | RO | 2 | 01 November 2021 | 26 November 2021 |
| Mason Securities Limited 茂宸證券有限公司 | RO | 4 | 01 November 2021 | 26 November 2021 |
| Mason Securities Limited 茂宸證券有限公司 | RO | 1 | 01 November 2021 | 26 November 2021 |
| Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 03 October 2018 | 01 November 2021 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 03 October 2018 | 01 November 2021 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 04 November 2016 | 16 September 2018 |