SFC Licences of LO Chiu-jung 羅秋容
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 9 | 20 May 2019 | |
| UCAP Hong Kong Asset Management Limited | RE | 9 | 17 November 2016 | 01 June 2017 |
| UCAP Hong Kong Asset Management Limited | RE | 4 | 17 November 2016 | 01 June 2017 |
| UCAP Hong Kong Asset Management Limited | RE | 1 | 17 November 2016 | 01 June 2017 |