SFC Licences of HALLAM Nicholas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 13 September 2022 | |
| Merrill Lynch Far East Limited | RE | 1 | 13 September 2022 | |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 September 2022 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 03 November 2016 | 26 May 2022 |