SFC Licences of YANG Xu 楊旭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 4 05 November 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 1, 6 22 October 2020
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 01 August 2018 11 September 2020
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司
RE 1, 9 09 November 2016 30 June 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司
RE 2 09 November 2016 30 June 2018