SFC Licences of YANG Xu 楊旭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 05 November 2020 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 22 October 2020 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 22 October 2020 | |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 01 August 2018 | 11 September 2020 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 01 August 2018 | 11 September 2020 |
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 09 November 2016 | 30 June 2018 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 09 November 2016 | 30 June 2018 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 09 November 2016 | 30 June 2018 |