SFC Licences of TSUI Ho Yin 徐浩賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 10 December 2021 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 1 | 10 December 2021 | |
| SITCOAM (Hong Kong) Holdings Limited 上信(香港)控股有限公司 | RE | 9 | 03 October 2017 | 17 February 2020 |
| SITCOAM (Hong Kong) Holdings Limited 上信(香港)控股有限公司 | RE | 4 | 03 October 2017 | 17 February 2020 |
| orientiert XYZ Securities Limited | RE | 1 | 05 December 2016 | 15 September 2017 |
| orientiert XYZ Securities Limited | RE | 4 | 05 December 2016 | 15 September 2017 |
| orientiert XYZ Securities Limited | RE | 9 | 05 December 2016 | 15 September 2017 |