SFC Licences of ZENG Yuexin 曾悅心
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ocean Arete Limited 海德資產管理有限公司 | RE | 9 | 16 November 2022 | |
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 01 August 2018 | 26 March 2021 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 01 August 2018 | 26 March 2021 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 01 August 2018 | 26 March 2021 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 August 2018 | 26 March 2021 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 06 April 2018 | 16 April 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 11 November 2016 | 17 November 2016 |