SFC Licences of WANG Xuan 王瑄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 4 | 01 September 2022 | |
| Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司 | RE | 1 | 01 September 2022 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 03 December 2021 | 17 June 2022 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 28 October 2021 | 17 June 2022 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 12 September 2018 | 07 July 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 15 December 2016 | 24 August 2018 |