SFC Licences of LIANG Jun 梁鈞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RO	4	21 June 2022
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司	RO	5	01 November 2021
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司	RO	4	01 November 2021
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司	RO	9	01 November 2021
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司	RO	4	01 November 2021
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RO	2	01 November 2021
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RO	6	25 June 2021
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RO	1	25 June 2021
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	6	02 February 2021	25 June 2021
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RO	6	20 February 2020	02 February 2021
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RO	4	20 February 2020
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RO	1	20 February 2020
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	6	28 June 2019	20 February 2020
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	4	28 June 2019	20 February 2020
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司	RE	1	28 June 2019	20 February 2020
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	10 November 2016	15 June 2019
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	10 November 2016	15 June 2019
CLSA Limited 中信里昂證券有限公司	RE	4	10 November 2016	15 June 2019
CLSA Limited 中信里昂證券有限公司	RE	1	10 November 2016	15 June 2019