SFC Licences of LI Yue 李悅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 20 January 2021 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 20 January 2021 | |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 16 November 2017 | 31 December 2020 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 16 November 2017 | 31 December 2020 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 08 November 2016 | 23 October 2017 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 08 November 2016 | 23 October 2017 |