SFC Licences of CHEN Liushan 陳柳山
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 | RE | 9 | 05 September 2022 | 01 March 2024 |
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 | RE | 4 | 05 September 2022 | 01 March 2024 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 9 | 20 February 2020 | 21 August 2022 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 | RE | 4 | 20 February 2020 | 21 August 2022 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RE | 9 | 27 July 2017 | 28 January 2020 |
| China Alpha Fund Management (HK) Limited 中國守正基金管理(香港)有限公司 | RE | 4 | 27 July 2017 | 28 January 2020 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 15 November 2016 | 21 December 2016 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 15 November 2016 | 21 December 2016 |