SFC Licences of WANG Yuxin 王雨馨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 08 February 2021 28 February 2023
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 08 February 2021 28 February 2023
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 1 08 May 2020 25 February 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 February 2018 26 April 2020
CAIDAO Capital Limited RE 9 08 June 2017 05 December 2017
CAIDAO Capital Limited RE 4 23 January 2017 05 December 2017