SFC Licences of WANG Yuxin 王雨馨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 08 February 2021 | 28 February 2023 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 08 February 2021 | 28 February 2023 |
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 1 | 08 May 2020 | 25 February 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 01 February 2018 | 26 April 2020 |
CAIDAO Capital Limited | RE | 9 | 08 June 2017 | 05 December 2017 |
CAIDAO Capital Limited | RE | 4 | 23 January 2017 | 05 December 2017 |