SFC Licences of NA PATTALOONG Natchutha
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 28 November 2019 | 20 December 2019 |
| UBS Securities Asia Limited | RE | 4 | 28 August 2019 | 29 August 2019 |
| UBS Securities Asia Limited | RE | 4 | 12 March 2019 | 16 March 2019 |
| UBS Securities Asia Limited | RE | 4 | 15 February 2019 | 23 February 2019 |
| UBS Securities Asia Limited | RE | 4 | 16 August 2018 | 28 August 2018 |
| UBS Securities Asia Limited | RE | 4 | 09 March 2018 | 16 March 2018 |
| UBS Securities Asia Limited | RE | 4 | 16 November 2017 | 02 December 2017 |
| UBS Securities Asia Limited | RE | 4 | 13 October 2017 | 21 October 2017 |
| UBS Securities Asia Limited | RE | 4 | 05 June 2017 | 09 June 2017 |
| UBS Securities Asia Limited | RE | 4 | 17 November 2016 | 23 November 2016 |